Online Safety Community

Navigating the Financial Regulations of Cyber Security

Event Details

Navigating the Financial Regulations of Cyber Security

Time: October 19, 2017 from 1pm to 2pm
Location: 26468 E Walker Dr, Aurora, Colorado 80016-6104
Street: 26468 E Walker Dr, Aurora, Colorado 80016-6104
City/Town: Aurora
Website or Map: http://bit.ly/2fAdkdg
Phone: 7209961616
Event Type: online, webinar
Organized By: Training Doyens
Latest Activity: Sep 22, 2017

Export to Outlook or iCal (.ics)

Event Description

OVERVIEW

Russians Hacking the Elections, Activist Hacking for Political Reasons, Competitors Hacking each other.  Fraudsters hacking for Profit, Hackers for Hire.

Know why you are a target; learn how to incorporate policies and procedures and to test for the effectiveness of those policies and procedures.

Learn what you may be liable for even if you have a cyber plan.

The regulators are constantly issuing alerts, and enforcements in the area of cyber-security in the financial industry.  They do this as a way to help protect the investor and maintain capital formation.  Advisors, Custodians, and Third Parties all work together to offer services to the Investor and each has a responsibility to keep the clients personal identifiable information safe as well as to defend and remediate in the case of an incident.  This session will review the cyber security landscape in the financial services industry.

WHY SHOULD YOU ATTEND

Computer Intrusions are the cyber actor’s portal to invade and burglarize homes and business across the nation and the threat will only continue to grow.  The Financial Industry is faced with increasingly complex threats almost daily. These threats challenge traditional models of law enforcement, IT Management and Regulations.   Education, awareness and communication will help defend against the criminal element and protect our clients and our firms. The ongoing impact to financial firms is of critical importance to all.  We hope this session will help educate you on your role in the defense process as well as review the regulatory landscape surrounding this topic.

AREAS COVERED

  • The defensive role and Obligation of the Financial Firm as protector of client data
  • Effective Communication between team members of a Financial Firm
  • Basic everyday tools to keep the Cyber Criminal at bay
  • Learn how to use the SEC Cyber Security Sweep exam to design the in house Cyber Defense Plan
  • How to effectively perform due diligence on Outsourced Vendors
  • Ways to stay educated on Cyber Defense

WHO WILL BENEFIT

  • Financial Industry
  • Compliance Industry
  • Technology Industry
  • Operations Managers/Directors
  • CEO – COO CCO
  • IT
  • Portfolio Mangers
  • Financial Planners
  • Investment Managers/Advisors

LEARNING OBJECTIVES

The Securities and Exchange Commission has conducted focused exams relating to cyber security and released risk alerts on the subject.  All firms no matter their size need to understand the risks they face in order to protect their firms and their clients personal identifiable information. Firms and individuals must also understand their obligations and duties to follow the regulations.

 

For more detail please click on this below link:

http://bit.ly/2fAdkdg

 

Email: support@trainingdoyens.com

Toll Free: +1-888-300-8494

Tel: +1-720-996-1616

Fax: +1-888-909-1882

Comment Wall

Comment

RSVP for Navigating the Financial Regulations of Cyber Security to add comments!

Join Online Safety Community

Attending (1)

Take our poll!

Take our poll!

Latest Activity

sujathayarlagadda posted a discussion

About sailpoint software

An identity management system refers to an information system, or to a set of technologies that can be used for enterprise or cross-network identity management. Additional terms are used synonymously with "identity management system" including; Access governance system. Harness the Power of Identity.  SailPoint's identity management solutions provide complete visibility into who is doing what, what kind of risk…See More
Friday
Mark Nilson posted events
Friday
John Robinson posted a blog post
Friday
Adam Fleaming posted a blog post

FDA regulation on medical device packaging design

The FDA has regulations on medical device packaging design. This is quite natural, considering that the FDA has several regulations on all aspects of medical devices. However, it needs to be mentioned that the FDA regulation that covers medical device packaging design – Sec. 820.130 Device packaging under Subpart K–Labeling and Packaging Control -is a single liner, which only merely states that “each manufacturer shall ensure that…See More
Friday

Forum

About sailpoint software

An identity management system refers to an information system, or to a set of technologies that can be used for enterprise or cross-network identity management. Additional terms are used synonymously…Continue

Tags: sailpoint

Started by sujathayarlagadda on Friday.

Occupational Health and Safety 6 Replies

Health and safety are important aspects of an organisation’s smooth and effective functioning.  Did you know that workplace health & safety injuries cost Australian businesses over $60 billion…Continue

Tags: Safety, and, Health, Occupational

Started by WHS Solutions. Last reply by Jen McDade on Thursday.

What can be essentials safety measures taken to secure campus?

Students safety inside and outside the school premises is a huge concern in today's risk environment. what measures should be taken to ensure campus security?Continue

Tags: security, campus

Started by Jen McDade Feb 6.

What can be essentials safety measures taken to secure campus?

Students safety inside and outside the school premises is a huge concern in today's risk environment. what measures should be taken to ensure campus security?Continue

Tags: security, campus

Started by Jen McDade Feb 6.

What are the advantages of IoT in healthcare Industry?

No DescriptionContinue

Tags: Aware360, IoTin

Started by Jen McDade Feb 5.

Badge

Loading…

© 2018   Created by Safety Community.   Powered by

Badges  |  Report an Issue  |  Terms of Service